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Business Continuity Plan

Business Continuity Plan

In accordance with FINRA Rules, Brentwood Capital Advisors, LLC. has developed a business continuity plan as part of our ongoing contingency planning efforts to mitigate the impact of business interruptions. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. Keeping that in mind, we are providing you with this summary information concerning our business continuity plan.

Brentwood Capital Advisors, LLC plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees’ lives and firm property, making a financial and operational assessment, protecting Brentwood Capital Advisors , LLC’s books and records and allowing our customers to transact business. In summary, our business continuity plan is designed to permit Brentwood Capital Advisors, LLC to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with clients; regulators and employees; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; and regulatory reporting.

Significant business disruptions can vary in their scope. A significant business disruption can affect only our firm, a single building housing of our firm, the business district where our firm is located, the city where we are located, or the whole region. The severity of the disruption can vary from minimal to severe within each of these areas. In either situation, we plan to continue in business, and notify you through our website www.brentwoodcapital.com or our main number 615.224.3830 on how to contact us.
The Brentwood Capital Advisors , LLC business continuity plan is reviewed periodically, and subject to modification.

Any updates to the summary business continuity plan will be posted on the Brentwood Capital Advisors, LLC website www.brentwoodcapital.com.